Securities and Futures (Price Stabilising) Rules 《證券及期貨（穩(wěn)定價格）規(guī)則》
Securities and Futures (Professional Investor) Rules 《證券及期貨（專業(yè)投資者）規(guī)則》
Securities and Futures (Recognized Counterparty) Rules 《證券及期貨（認可對手方 ）規(guī)則》
Securities and Futures (Short Selling Exemption and Stock Lending) Rules 《證券及期貨（賣空豁免及證券借出 ）規(guī)則》
Securities and Futures (Stock Market Listing) Rules 《證券及期貨（在證券市場上市 ）規(guī)則》
Securities and Futures (Transfer of Functions - Stock Exchange Company) Order 《證券及期貨（轉(zhuǎn)移職能予聯(lián)交所 ）令》
transistor temperature transducer 晶體管
溫度傳感器Securities and Futures Appeals Panel 證券及期貨事務上訴委員會
Securities and Futures Appeals Panel (Fee) Order 《證券及期貨事務上訴委員會（費用）令》
Securities and Futures Appeals Panel Proceedings Rules 《證券及期貨事務上訴委員會程序規(guī)則》
Securities and Futures Appeals Tribunal (SFAT) 證券及期貨事務上訴審裁處
Securities and Futures Bureau(Taiwan) 證券期貨局(臺灣)
Securities and Futures Commission, The (SFC) 證券及期貨事務監(jiān)察委員會（證監(jiān)會）
Securities and Futures Commission (Annual Returns) Rules 《證券及期貨事務監(jiān)察委員會（周年報表）規(guī)則》
Securities and Futures Commission (Fees) Rules 《證券及期貨事務監(jiān)察委員會（費用）規(guī)則》
Securities and Futures Commission (Levy) (Futures Contracts) Order 《證券及期貨事務監(jiān)察委員會（征費）（期貨合約）令》
Securities and Futures Commission (Levy) (Securities) (Amendment) Order 《證券及期貨事務監(jiān)察委員會（征費）（證券）（修訂）令》
Securities and Futures Commission (Levy) Rules 《證券及期貨事務監(jiān)察委員會（征費）規(guī)則》
Securities and Futures Commission Ordinance 《證券及期貨事務監(jiān)察委員會條例》
Securities and Futures Commission (Transfer of Functions) Order 《證券及期貨事務監(jiān)察委員會（職能移交）令》
Securities and Futures Intermediaries Activities Surveys(SFC) 《證券及期貨中介機構(gòu)業(yè)務調(diào)查》(證監(jiān)會)
Securities and Futures Market Development Working Group 證券期貨市場發(fā)展工作小組
Securities and Futures Ordinance 《證券及期貨條例》
Securities and Investment Board (SIB)(UK) 證券及投資管理局(英國)
Securities Association of China, The (SAC) 中國證券業(yè)協(xié)會
securities borrowing and lending agreement (SBLA) 證券借貸協(xié)議書
Securities Brokers Course 證券經(jīng)紀課程
Securities Brokers Examination 證券經(jīng)紀考試
securities collateral 證券抵押品
Securities Compensation Fund Committee(SFC) 證券賠償基金委員會(證監(jiān)會)
securities lender 證券借出人
securities margin financier 證券保證金融資人
Securities Market Automated Research, Training & Surveillance System (SMARTS) 證券市場資料研究、培訓及監(jiān)察自動化系統(tǒng)
Securities Market Herald (publication) 《證券市場導報》
Securities Offering Issues sub-group 證券發(fā)售事宜工作小組
Securities Trading Automated Quotation System (STAQS)(Mainland China) 證券交易自動報價系統(tǒng)(中國內(nèi)陸)
Securities Training Programme 證券業(yè)培訓課程
securities-on-hold mechanism 凍結(jié)股份機制
securitisation 證券化
security 抵押品；擔保物*
security arrangement 抵押安排；保障安排
security interest 擔保權(quán)益
"see-through" price 透視價
segregated trust account 獨立信托戶口
segregation of securities 證券隔分
SEHK Enquiry Hotline 聯(lián)交所資訊服務熱線
SEHK Monthly Bulletin 《香港聯(lián)合交易所月刊》
SEHK Options Clearing House Limited, The (SEOCH) 香港聯(lián)合交易所期權(quán)結(jié)算所有限公司（聯(lián)交所期權(quán)結(jié)算所）
selective marketing basis 選擇性銷售方式
Self Clearing Participant (SCP) 自行結(jié)算參與者
self-clearing 自行結(jié)算
self-regulatory organisation; self-regulating organisation 自律監(jiān)管機構(gòu)
sell order 賣盤；沽盤
sensitivity analysis 敏感度分析
SEOCH collateral 聯(lián)交所期權(quán)結(jié)算所抵押品
SEOCH Participant 聯(lián)交所期權(quán)結(jié)算所參與者
separate listing 獨立上市
Serial Month Hibor Futures 三個月拆息利率期貨
series margin value 系列按金價值
set off 抵銷
Settled Position Report(CCASS) 已交收數(shù)額報告(中央結(jié)算系統(tǒng))
settlement backlog 交收積壓
settlement bank 交收銀行
settlement cap 交收上限
settlement date 交收日
settlement instruction (SI) 交收指示
Settlement Instruction Batch Upload(CCASS) 交收指示整批傳送(中央結(jié)算系統(tǒng))
settlement instruction transaction 「交收指示」交易
settlement period 交收期
Settlement Report(CCASS) 交收報告(中央結(jié)算系統(tǒng))
settlement risk 交收風險
SFC (HKEC Listing) Appeals Committee 證監(jiān)會（香港交易所上市）上訴委員會
SFC (HKEC Listing) Committee 證監(jiān)會（香港交易所上市）委員會
SFC (HKEC Listing) Executive 證監(jiān)會（香港交易所上市）執(zhí)行人員
SFC Alert 《證監(jiān)快訊》
SFC Code on MPF Products 《證監(jiān)會強積金產(chǎn)品守則》
SFC Dual Filing Advisory Group 證監(jiān)會雙重存檔事宜顧問小組
SFC Enforcement Reporter 《證監(jiān)會執(zhí)法月報》
shadow director 影子董事
Shanghai Municipal Futures Industry Association 上海市期貨同業(yè)公會
Shanghai Securities Central Clearing and Registration Corporation 上海證券中央登記結(jié)算公司
Shanghai Stock Exchange 上海證券交易所
Shanghai United Assets and Equity Exchange 上海聯(lián)合產(chǎn)權(quán)交易所
share capital 股本
share entitlements 股份權(quán)益
share exchange 以股換股
share margin finance provider (SMFP) 證券按貸財務提供者
share margin financing 證券保證金融資；股票按貸財務
share option 購股權(quán)；股份認購權(quán)；認股權(quán)；認股期權(quán)
share register 股東名冊
share registrar 股票過戶登記處；過戶處
share repurchase 購回股份；股份購回
share scheme 股份計劃
shareholder loan 股東貸款
Shareholders Group(SFC) 股東權(quán)益小組(證監(jiān)會)
shareholding 股權(quán)
shareware 共用軟件
shelf registration facility(US) 暫擱注冊；緩行注冊(美國)
Shenzhen Securities Clearing Company Limited 深圳證券結(jié)算有限公司
Shenzhen Securities Registration Company Limited 深圳證券登記有限公司
Shenzhen Stock Exchange 深圳證券交易所
short call 認購期權(quán)空倉；認購短倉
short interest 賣空股份總額
short option 期權(quán)短倉
short options contract 期權(quán)短倉合約
short position 淡倉；空倉；空頭*
short put 認沽期權(quán)空倉；認沽短倉
short seller 賣空賣方
short selling 賣空；沽空；拋空
Short Selling Pilot Scheme 股份賣空試驗計劃
short squeeze 挾倉
short term borrowings 短期舉債；短期借貸
short-dated securities 短期證券
short-term money 短期資金
SI Activity Report(CCASS) 交收指示活動報告(中央結(jié)算系統(tǒng))
SI Batch File Service 整批輸入交收指示
SI Status Report(CCASS) 交收指示狀況報告(中央結(jié)算系統(tǒng))
SI transaction 交收指示的交易
significant shareholder(GEM) 高持股量股東(創(chuàng)業(yè)板)
simulation system 模擬系統(tǒng)
Singapore Exchange (SGX) 新加坡交易所
single price auction system 單一價格競價市場
single share derivative warrant 單一種股份的衍生權(quán)證
sinking fund 償債基金
Sino-foreign equity joint venture 中外合資企業(yè)
slow trading 交投呆滯
small cap stock 細價股
Small Order Entry System / Small Order Execution System (SOES)(US) 細盤撮合系統(tǒng)(美國)
Small Order First-In-First-Out 細額先到先得
smart card 聰明卡；醒目卡；靈巧卡
SME Board(Shenzhen Stock Exchange) 中小企業(yè)板塊(深圳證券交易所)
snapshot 瞬像；瞬態(tài)；「定鏡」處理
Society for Worldwide Interbank Financial Telecommunications (SWIFT) 環(huán)球銀行財務電信協(xié)會
soft commission 軟傭金；非金錢傭金
soft currency 軟貨幣；弱勢貨幣
soft landing 軟著陸
soft-dollar benefits 非金錢利益
sole proprietor 獨資經(jīng)營者
source code 源指令碼
sovereign debt 外債
sovereign risk 主權(quán)風險
Special Levy 特別征費
special limit order 特別限價盤
Special Treasury(Mainland China) 特種國債；特別國債(中國內(nèi)陸)
Special Treatment(Mainland China) 特別處理股(中國內(nèi)陸)
specialised bank 專業(yè)銀行*
Specialist System(US) 「特許證券商」制度(美國)
speed bump 停市措施
spin-off 分拆；分拆上市
split 股份拆細
Split Register 分列登記冊
sponsor 保薦人
Sponsor's Declaration 《保薦人聲明》
sponsoring broker 保薦經(jīng)紀
spot market 現(xiàn)貨市場
spot month 現(xiàn)貨月
spot price 現(xiàn)貨價
spread 價位；差價
spread(options) 跨價/跨期式組合(期權(quán))
spread margin 復式按金
spread of holders 持股人的分布情況
spread of sector 行業(yè)覆蓋層面
spread option 復式期權(quán)
spread order 復式盤
spread table 價位表
spread trading 跨期買賣；跨價買賣
squeeze 挾倉
stagflation 滯脹
staggering maturities 交錯到期組合
stamp duty 印花稅
Stamp Duty Ordinance 《印花稅條例》
Standard & Poor's Depository Receipt (SPDR) 標準普爾500綜合指數(shù)預托證券
Standard & Poor's Rating 標準普爾評級
standard accounting practice 標準會計準則
standard contract 標準合約
standard deviation 標準差
standard deviation of daily return 每日回報標準差
Standard Portfolio Analysis of Risk (SPAN) 標準組合風險分析
standard registration service 標準登記服務
Standing Committee on Company Law Reform (SCCLR) 公司法改革常務委員會
standstill agreement 暫緩還款協(xié)議
standstill return 股價不動時回報
State Administration of Foreign Exchange (SAFE)(Mainland China) 國家外匯管理局(中國內(nèi)陸)
State Bureau for Industrial and Commercial Administration
(Mainland China) 國家工商局(中國內(nèi)陸)
State Council Securities Committee(Mainland China) 國務院證券委員會（證券委）(中國內(nèi)陸)
State Economic and Trade Commission(Mainland China) 國家經(jīng)濟貿(mào)易委員會（國家經(jīng)貿(mào)委）(中國內(nèi)陸)
state share(Mainland China) 國家股；國有股(中國內(nèi)陸)
State Statistics Bureau(Mainland China) 國家統(tǒng)計局(中國內(nèi)陸)
State Taxation Bureau(Mainland China) 國家稅務局(中國內(nèi)陸)
statement of "non-owner movement in equity" 非所有者權(quán)益變動表
statement of account 戶口結(jié)單
statement of adjustments 調(diào)整表；調(diào)整聲明
Statement of Standard Accounting Practice (SSAP) 《會計實務準則》
Statement of Stock Movement(CCASS) 股份轉(zhuǎn)移報告(中央結(jié)算系統(tǒng))
State-owned Assets Supervision and Administration Commission (SASAC) 國有資產(chǎn)監(jiān)督管理委員會
state-owned enterprise(Mainland China) 國營企業(yè)(中國內(nèi)陸)
static information 靜態(tài)資訊
Status Report on Issuers' Delay in Releasing Results Announcement 有關(guān)發(fā)行人延遲公布業(yè)績之報告
statutory public welfare fund(Mainland China) 法定公益金(中國內(nèi)陸)
statutory reserve 法定儲備
statutory surplus reserve(Mainland China) 法定公積金(中國內(nèi)陸)
Steering Committee on Organisational Review(SEHK) 組織架構(gòu)檢討指導委員會(聯(lián)交所)
Steering Committee on the Enhancement of Financial Infrastructure, The (SCEFI) 金融基礎(chǔ)設(shè)施督導委員會
stock borrowing and lending 股票借貸
stock borrowing and lending position information page(Teletext) 股票借貸數(shù)額資料頁(大利市)
stock clearing fee 股份結(jié)算費
stock code 股份代號；證券代號
stock conversion 股份收納
stock custody fee 股份托管費
stock deposit fee 股份存入費
Stock Deposit Form 股份存入表格
Stock Exchange Alternative Trading System (SEATS)(UK) 交易所另項交易系統(tǒng)(英國)
Stock Exchange Automated Quotations System (SEAQ)(UK) 交易所自動報價系統(tǒng)(英國)
Stock Exchange Automated Quotations System for International Equities (SEAQI)(UK) 交易所國際自動報價系統(tǒng)(英國)
Stock Exchange Information Services Limited (SEIS) 香港聯(lián)合交易所資訊服務有限公司
Stock Exchange of Hong Kong Limited, The (SEHK) 香港聯(lián)合交易所有限公司（聯(lián)交所）
Stock Exchange of Singapore Dealing and Automated Quotation System (SESDAQ) 新加坡證券交易所交易及自動報價系統(tǒng)
Stock Exchange Trading Right 聯(lián)交所交易權(quán)
Stock Exchanges Unification Ordinance 《證券交易所合并條例》
stock futures 股票期貨
stock lender 股票出借人；貸股人
Stock Lender Participant(CCASS Participant) 貸股人參與者(中央結(jié)算系統(tǒng)參與者)
Stock Lending Account(clearing) 股票貸出戶口(結(jié)算)
Stock Market History Project 證券市場歷史研究計劃
Stock Market Information Donation Programme 股市資料捐贈計劃
stock option 股票期權(quán)
Stock Options Reference Educator (SCORE) 股票期權(quán)參考教育站
stock page(Teletext) 股份頁(大利市機)
stock pledgee 股票承押人；股份承押人
Stock Pledgee Participant (CCASS Participants) 股份承押人參與者(中央結(jié)算系統(tǒng)參與者)
stock return 股票歸還
Stock Segregated Account with Statement Service(CCASS) 附寄結(jié)單服務的股份獨立戶口(中央結(jié)算系統(tǒng))
stock settlement fee 股份交收費
stock split 股份拆細
stock withdrawal fee 股份提取費
Stockbrokers' Association of Hong Kong (1891) 香港股票經(jīng)紀會（1891年）
stop limit order 止蝕限價盤
stop order; stop-loss order 止蝕盤
straddle(options) 馬鞍式組合(期權(quán))
straight bond 普通債券
straight-through processing 直通式交易程序
straightline method of depreciation 直線折舊法
strangle(options) 勒束式組合(期權(quán))
"street name" share certificate 「街名」股票；待轉(zhuǎn)名股份
strike price(options) 行使價；敲價(期權(quán))
strong dollar 強勢美元
sub-commission 回扣/回抽傭金；倒扣
sub-index 分類指數(shù)
sub-ledger 分類賬
subordinated loan 附屬貸款；后償貸款
subscription 認購
subscription warrant (vs derivative warrant) 股本權(quán)證（相對于衍生權(quán)證）
subsidiary 附屬公司
substantial shareholder 大股東；主要股東
sub-underwriter 分包銷商
summary financial report 財務摘要報告
transistor temperature transducer 晶體管
溫度傳感器summary offence 輕微違紀事件/行為
supervisor(Mainland China) 監(jiān)事(中國內(nèi)陸)
supervisory committee(Mainland China) 監(jiān)事會(中國內(nèi)陸)
supplemental/supplementary listing document 補充/增補上市文件
supranational entity 超國家機構(gòu)
surplus reserve 盈余儲備
suspended trading; suspension 停牌
suspense account 暫記賬
swap 掉期
Swiss Commodities, Futures and Options Association 瑞士商品、期貨及期權(quán)協(xié)會
syndicated credit 銀團融資
syndicated lending 銀團貸款
syndicated loan 銀團貸款
synthetic long call 合成認購期權(quán)長倉
synthetic option 合成期權(quán)
synthetics 合成工具
system access right 系統(tǒng)聯(lián)通權(quán)
System Access Right Fee(options) 系統(tǒng)聯(lián)通權(quán)收費(期權(quán))
system closure 系統(tǒng)終止
system integrator 系統(tǒng)整合商
system parameter 系統(tǒng)參數(shù)
system sizing 制訂系統(tǒng)規(guī)模
systematic risk 系統(tǒng)性風險
TAIFEX see Taiwan Futures Exchange
TIGER see Taiwan Innovative Growing Entrepreneurs
TIPS see Theoretical Indicative Pricing System(futures)
TOPIC see Teletext Output of Price Information by Computer(UK)
TOPS see Traded OPtions System
TPC see Third Party Clearing
TraHK see Tracker Fund of Hong Kong
T + 2 T + 2 交收期限
T + 2 settlement system T + 2 交收制度
T + 3 Rule(US) T + 3 規(guī)則(美國)
tails(options) 極價外期權(quán)；無價期權(quán)形式
Taiwan Futures Exchange (TAIFEX) 臺灣期貨交易所
Taiwan Innovative Growing Entrepreneurs (TIGER) 臺灣創(chuàng)新成長企業(yè)類股
Taiwan Securities Central Depository Company Limited 臺灣證券集中保管公司
Taiwan Stock Exchange Corporation 臺灣證券交易所
take-up(options) 接收(期權(quán))
takeover 收購
Takeovers & Mergers Panel(SFC) 收購及合并委員會(證監(jiān)會)
Takeovers Appeal Committee(SFC) 收購上訴委員會(證監(jiān)會)
tap facility 持續(xù)發(fā)售機制
tap issue 不限量發(fā)行
tariff 交易費
tax avoidance 避稅
tax break 稅項減免
tax concession 稅項減免
tax evasion 逃稅
tax rebate; tax refund 退稅
tax relief 稅務優(yōu)惠
Taxation Institute of Hong Kong 香港稅務學會
technical analysis 技術(shù)分析
Teletext 大利市
Teletext carrier charge 大利市網(wǎng)絡供應商費用
Teletext Information Service 大利市資訊服務
Teletext Output of Price Information by Computer (TOPIC)(UK) TOPIC 系統(tǒng)(英國)
Teletext page 大利市版頁
Teletext video broadcast service 大利市影像廣播服務
temporary receipts 暫收款
Temporary Suspension Status Report 有關(guān)暫時停牌公司之報告
tender procedure 投標程序
term bond 定期債券
Terms and Conditions for Investor Participants 《投資者戶口持有人規(guī)則》
terms of reference 職權(quán)范圍
Theoretical Indicative Pricing System (TIPS)(futures) 理論性參考價格系統(tǒng)(期貨)
third liner 三線股
Third Party Clearing (TPC) 第三者結(jié)算
throttle rate 節(jié)流率
tick (size) 最低上落價位；最低價格變動
tick rule 賣空價規(guī)則；限價賣空規(guī)則
tick value 價位值
tier(options) 持倉類別(期權(quán))
TIGER Board(Taiwan) 二類股票(臺灣)
time premium 時間值
time spread 跨期買賣
time stamp 時間戳記
time value 時間值
tipper 收取內(nèi)幕消息人士
top up placing 以先舊后新方式配售
top-up 補充
total margin value 總按金價值
total market capitalisation 總市值
township and village enterprises 鄉(xiāng)鎮(zhèn)企業(yè)
track record 業(yè)務紀錄
Tracker Fund of Hong Kong (TraHK) 盈富基金
trade acceptance 商業(yè)承兌匯票
trade amendment 更正交易；成交調(diào)整
trade give-ups(options) 交易轉(zhuǎn)移(期權(quán))
trade reversals(options) 逆轉(zhuǎn)交易；取消交易(期權(quán))
trade-for-trade settlement 逐項交收
traded option 在交易所買賣的期權(quán)
Traded Options System (TOPS) 股票期權(quán)系統(tǒng)
trader jacket 交易員背心
trading ahead 扒頭交易
Trading and Settlement Committee 交易及交收委員會
trading booth 交易柜位
trading calendar 交易日表
trading capacity 交易量；交易能力
trading day 交易日
trading facilities 交易設(shè)施
Trading Fee 交易費
trading floor; trading hall 交易大堂
trading halt 勒停板
"trading only" stocks 「非上市可交易」股份
trading pit 交易圈
trading record 成交紀錄
trading tariff(cash market) 交易系統(tǒng)使用費(現(xiàn)貨市場)
trading unit 交易單位
trading workstation 交易工作站
trading-only board 純交易板
Transaction Levy 交易征費
transfer 轉(zhuǎn)撥；轉(zhuǎn)讓；過戶
transfer agent 過戶代理
transfer deed 轉(zhuǎn)手紙
transfer deed stamp duty 過戶紙（轉(zhuǎn)讓）印花稅
transfer fee 過戶費
transfer form 轉(zhuǎn)手紙
transferee 承讓人；受讓人
transferor 轉(zhuǎn)讓人
translation 換算；折算
transparency 透明度
Treasuries 國庫券
treasury bond futures 國債期貨*
treasury stock 庫存股份；庫存股票；留存股票
trial balance 試算表
triangular debt 三角債
trustee 信托人 ; 受托人
turnover ratio 成交額比率
turnover velocity 交易流通速度
two-sided order 兩邊客買賣盤
"two-state" option valuation model 「二態(tài)」期權(quán)模式
two-way quote 兩邊開盤；雙邊價
UAT see user acceptance test
ups see uninterrupted power supply
ultimate beneficial holder 最終實益持有人
ultimate beneficiary 最終受益人
ultimate originator 最初發(fā)起人
umbrella fund 傘子基金
unappropriated profits 未分配溢利；未分配利潤
uncertificated shareholder 無憑證式股東
unclaimed brokerage 無人申領(lǐng)之經(jīng)紀傭金
unconditional and irrevocable guarantee 無條件及不可撤回之擔保
unconditional cash offer 無條件現(xiàn)金收購建議；無條件現(xiàn)金要約
uncovered call 無備兌認購期權(quán)
uncovered option 無備兌期權(quán)
uncovered short selling 沒有擔保的賣空交易
underbooked 認購不足
underlying asset 相關(guān)資產(chǎn)；指定資產(chǎn)
underlying securities 相關(guān)證券；指定證券
underlying stock 正股
Understanding Stock Options (and Their Risks)(publication) 《理解股票期權(quán)（及其風險）》(刊物)
undersubscribed 認購不足
underwrite 包銷；承銷*
underwriter 包銷商；承銷商*
underwriting syndicate 包銷銀團
undistributed profits 未分派溢利；未分派利潤
uneven playing field(cf level playing field) 不公平競爭
"unfair prejudice" remedy 「不公平損害」補救
unfavourable marks(CCASS) 逆差額(中央結(jié)算系統(tǒng))
unfavourable variance; unfavourable difference 逆差
Unified Exchange Compensation Fund 聯(lián)合交易所賠償基金
Uniform Cash Client's Agreement 統(tǒng)一現(xiàn)金客戶協(xié)議書
Uniform Margin Client's Agreement 統(tǒng)一保證金客戶協(xié)議書
unincorporated registered person 非成立為有限公司的注冊人士
uninterrupted power supply (ups) 不停電電源裝置；不間斷電源裝置
unit trust 單位信托基金
unitary board system 單一董事會制
universal clearing house 統(tǒng)一結(jié)算所
unregulated issuer 非受監(jiān)管發(fā)行人
unsecured loan 無抵押貸款
uptick 高于前成交價
uptime 正常運行比率
used market 二手市場
useful life 可用年限
user access 用戶終端設(shè)施
user acceptance test (UAT) 用戶接納測試；用戶接收測試
User ID 用戶代號
"user pay" principle 「用者自付」原則
VAT see value added tax
VEF see Vendor Electronic Filing System
VSR see Volatility Scan Range
valuation report 估值報告
value added tax (VAT) 增值稅
value of equity capital 股本價值
value-added service 增值服務
value-at-risk 風險值；蒙受風險的價值
valuer 估值師
variable contribution 不定額供款
variable-rate mortgage 浮息按揭
variation adjustment 變價調(diào)整
Vendor Electronic Filing System (VEF) 供應商電子存檔系統(tǒng)
venture capital 創(chuàng)業(yè)基金
verification notes 核證附注
vertical spread(options) 跨價買賣(期權(quán))
very substantial acquisition 非常重大的收購事項
very substantial disposal 非常重大的出售事項
vetting 審閱
viatical settlements 保單貼現(xiàn)
Viewing Gallery 訪客廊
virtual market 虛擬市場
volatility 波幅
Volatility Scan Range (VSR) 波幅校驗范圍
WFE see World Federation of Exchanges
waiver 豁免；豁免規(guī)定
warrant 權(quán)證；認股權(quán)證
warranty 保證
wash sale 虛賣；虛售交易；清洗交易
wasting asset(options) 消耗性資產(chǎn)(期權(quán))
Way Forward, The(publication) 《發(fā)展路向》(刊物)
Weekly Hong Kong Stock Market Statistics 《每周港股統(tǒng)計數(shù)字》
Weighted Index(Taiwan Stock Exchange) 發(fā)行量加權(quán)股價指數(shù)；加權(quán)指數(shù)
(臺灣交易所)
whitewash transaction 清洗交易
wholly-owned subsidiary 全資附屬公司
Wide Area Network 廣域網(wǎng)絡
working capital 營運資金
Working Group on Corporate Communications 公司通訊工作小組
Working Group on Corporate Governance 企業(yè)管治工作小組
Working Group on Debt Market 債券市場工作小組
Working Group on New Market Development 新市場發(fā)展工作小組
Working Group on Plain Language 淺白語言計劃工作小組
Working Group on Review of Financial Regulatory Framework for Intermediaries 中介人財務規(guī)管制度工作小組
Working Group on Review of the Financial Regulatory Framework for Licensed Corporations 檢討持牌法團財務規(guī)管制度工作小組
Working Group on Stockbroking in Hong Kong 香港證券經(jīng)紀業(yè)工作小組
Working Group on the Business Environment of the Stockbroking Industry 證券經(jīng)紀業(yè)營商環(huán)境工作小組
transistor temperature transducer 晶體管
溫度傳感器working order 營運買賣盤；營運指令
World Bank 世界銀行
World Federation of Exchanges (WFE) 國際證券交易所聯(lián)會
write a call option 沽出認購期權(quán)
write a put option 沽出認沽期權(quán)
write off 撇銷
writer(options) 賣家(期權(quán))
Yankee bond 美國本土債券；揚基債券
yield 收益率；孳息
yield curve 收益率曲線
yield to maturity 到期收益率
zero coupon bond 零息債券
zero-minus tick 維持前成交價但低于上一個差異價
zero-plus tick 維持前成交價但高于上一個差異價
zero-sum game 零和游戲
zero-trading day 零交易日
